Who owns the money? That’s a legitimate question to ask, but as the operator of a financial services company is the question accurate? In legal terms there can be numerous owners of any asset and it is generally broken down into two parts. The equitable owner and the legal owner. For many of us that deal […]
About Warren Markowitz, JD
Warren has over 25 years of project management and business analyst experience. He has firsthand industry experience in Banking/Financial Regulations (retail and wholesale), AML/OFAC/KYC & CIP application development, policies and procedures and audit in transactional and retail and wholesale banking and finance environments. He has extensive experience with State, Federal and Industry Regulators as he has provided oversight and management during regular audits, special matters and arbitrations in the financial services arena.