It’s that time of year, scheduling the independent review. You call your provider, discuss available dates for the onsite visit and request the proposal of a new provider or if your provider is returning, the engagement letter. The proposal or engagement letter will outline the who, why, what, when, and where, much like we see […]
About Laura Goldzung
Laura H. Goldzung, CFE, CAMS is President and Founder of AML Audit Services, LLC, an anti‐money laundering and fraud boutique consultancy specializing in independent testing and compliance consulting services to financial and nonbank financial institutions. She has worked with institutions that have been referred to enforcement for BSA/AML violations, helping them to bring their AML programs into compliance.