It’s legal, it’s not legal. To quote comedian George Carlin, “well, which one is it, have it make up its mind and come on back.” As bankers, compliance professionals and advisors, we don’t have the luxury of waiting for business opportunities, financial gains and other such pivotal moments to pass us by; and with an […]
About Warren Markowitz, JD
Warren has over 25 years of project management and business analyst experience. He has firsthand industry experience in Banking/Financial Regulations (retail and wholesale), AML/OFAC/KYC & CIP application development, policies and procedures and audit in transactional and retail and wholesale banking and finance environments. He has extensive experience with State, Federal and Industry Regulators as he has provided oversight and management during regular audits, special matters and arbitrations in the financial services arena.